December 19, 2017 / 6:48 PM / 9 months ago

BRIEF-FINRA Fines Merrill Lynch $1.4 Mln for Supervisory Deficiencies

Dec 19 (Reuters) -

* FINRA FINES MERRILL LYNCH $1.4 MILLION FOR SUPERVISORY DEFICIENCIES RELATED TO EXTENDED SETTLEMENT TRANSACTIONS - FINRA STATEMENT ‍​ Source : bit.ly/2knfgb9 Further company coverage:

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