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BRIEF-‍UK'S FCA fines Merrill Lynch 34.5 mln pounds for failing to report transactions​
2017年10月23日 / 上午9点13分 / 1 个月前

BRIEF-‍UK'S FCA fines Merrill Lynch 34.5 mln pounds for failing to report transactions​

Oct 23 (Reuters) - UK‘S FCA:

* FINES MERRILL LYNCH £34.5 MILLION FOR FAILING TO REPORT TRANSACTIONS

* MERRILL LYNCH INTERNATIONAL AGREED TO SETTLE AT AN EARLY STAGE OF THE INVESTIGATION AND RECEIVED A 30% REDUCTION IN THEIR OVERALL FINE‍​‍​

* "THIS IS THE FIRST ENFORCEMENT ACTION AGAINST A FIRM FOR FAILING TO REPORT DETAILS OF TRADING IN EXCHANGE TRADED DERIVATIVES, UNDER EMIR"‍​​ Source text (bit.ly/2zIvRwq)

我们的标准:汤森路透“信任原则”
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